exchange commission造句
1. On the same day the Securities and Exchange Commission filed wide-ranging civil charges against Keating and several others.
2. The Securities and Exchange Commission has been able to operate at full strength by using excess fee collections from prior fiscal years.
3. The Securities and Exchange Commission also is investigating the situation, Sunrise said.
4. In the past the Securities and Exchange Commission has come down hard on trading systems that exclusively benefit institutions.
5. In addition, the Securities and Exchange Commission is investigating whether Denver kept bond investors adequately informed about construction delays.
6. It would mean effectively establishing a Securities Exchange Commission lookalike to monitor it.
7. US Securities and Exchange Commission to report investment fraud.
8. If approved, the Securities and Exchange Commission plan would allow non-U . S. firms to rely on international accounting in the United States, avoiding the time a...
9. As the Securities and Exchange Commission says in its guide for investors: "Investors in penny stocks should be prepared for the possibility that they may lose their whole investment.
10. Flipping was considered illegal by the Securities and Exchange Commission.
11. The mission of the US Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
12. " He proposes that the US Securities and Exchange Commission require that all markets incorporate a "circuit-breaker" which would suspend trading on signs of an algorithm-driven crash.
13. Congress on Oct. 1 approved legislation giving the Securities and Exchange Commission extensive new powers to regulate markets and combat fraud.
14. Ordinary securities must be registered with the Securities and Exchange Commission before they can be traded.
15. This was followed by the Securities Act of 1934 which created the Securities and Exchange Commission.
16. The trust would also need approval by the courts and the Securities and Exchange Commission.
17. These risks and uncertainties are presented detail in our filings with the Securities and Exchange Commission.
18. Most notably, they must report their financial information to the Securities and Exchange Commission.
19. The Penny Stock Reform Act of 1990 mandated the U. S. Securities and Exchange Commission (SEC) to establish an electronic system that met the requirements of Section 17B of the Exchange Act.
20. Other uses of spam have triggered investigations from the Securities and Exchange Commission as people send out e-mails claiming that certain penny stocks will shoot up.
21. GM is waiting for its S-1 filing to be approved by the U.S. Securities and Exchange Commission.
22. The strips of paper have been subpoenaed by the Securities and Exchange Commission.
23. Mr. Kellermann was also required to certify Freddie Mac's filings to the Securities and Exchange Commission.
24. Stock market money managers are regulated by the Securities and Exchange Commission ( SEC ).